In an era where regulatory compliance has never been more critical in the financial sector, certain key legal figures in the UK are leading the way with their expertise, foresight and sound advice. Their mastery of non-contentious regulatory matters within the sphere of financial services has been pivotal in ably guiding many a banking, investment and insurance institution past the regulatory minefield that is the modern-day financial landscape. In this article, we shine a light on these towering figures. Their collective knowledge, insight and understanding of non-contentious regulation in financial services remain unrivaled and fundamentally indispensable to the clients they serve.
These legal practitioners, operating from some of the most respected law firms in the UK, offer comprehensive guidance to their clients on a wide array of issues, ranging from cross-border regulatory compliance programmes to regulatory aspects of acquisitions. The client base of these experts is just as varied, encompassing household-name banks, investment firms, brokerage and fund management firms, as well as insurance companies. We introduce you to the ten sharpest minds in the industry whose dedication, integrity, and proficiency stand head and shoulders above their peers.
Undoubtedly, the regulatory environment in financial services can be remarkably challenging, given the gamut of compliance requirements imposed by various national and international laws and regulations. But these individuals have made it their life’s work to navigate this difficult terrain, thus ensuring that their clients can operate their businesses with full regulatory compliance and minimal legal difficulty. Their approachable nature, coupled with their vast knowledge and experience, make them the most sought-after lawyers in the UK-wide financial services: non-contentious regulatory sector.
Jonathan Herbst
Jonathan Herbst is a high-profile figure in the financial regulatory arena. As the global head of Norton Rose Fulbright’s financial services regulation group, he frequently advises household names in banking on cross-border compliance programmes. Find more information here.
Nina Moffatt
Nina Moffatt of Paul Hastings advises banks and investment firms on diverse regulatory compliance requirements. Further details can be found here.
Peter Bevan
Peter Bevan is a highly respected practitioner with deep expertise in product regulations and trading practices. He is the head of Linklaters’ financial regulation group. Click here for more information.
James Smethurst
James Smethurst leads Freshfields Bruckhaus Deringer’s London-based financial institutions regulatory offering and regularly works with big names in the sector. More details here.
Karen Butler
Karen Butler advises brokerage and fund management firms on a range of financial regulatory matters. She is part of the esteemed team at Reed Smith LLP. Learn more about her here.
Noline Matemera
Noline Matemera of TLT advises companies on the regulatory aspects of acquisitions alongside responding to enquiries from a range of regulators. Additional information can be found here.
Anna Davis
Anna Davis of Burges Salmon is particularly highly regarded for her knowledge of FCA regulations as they pertain to the insurance sector. Read more about her here.
Simon Gleeson
Recognised for his extensive thought leadership, Simon Gleeson shows deep experience of financial services regulation. His broad client base includes both banks and investment funds. Learn more about him here.
Tim Lewis
Tim Lewis frequently advises investment management companies and institutional investors on regulatory compliance. He is a key figure at Travers Smith LLP. Find more about him here.
Jonathan Rogers
Jonathan Rogers is a regular adviser to private equity firms. He often works with them on diverse regulatory concerns. Check his works here.
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